News results for Department of Justice

Legal
14 September 2021

US Department Of Justice Probes Allianz Over Funds Losses - Report

The German firm faces at least 25 investor law suits, including those filed by a number of US...

Compliance
6 January 2020

Compliance Corner: UBP, US Department Of Justice

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
1 February 2018

Trio Of Global Banks To Pay $46 Million In DoJ "Spoofing" Charges Settlement

The US Department of Justice is continuing to crack down on market malpractice, fining three...

Strategy
31 January 2017

Deutsche Bank Tight-Lipped Over National Bank Of Kenya Account Closures

The German banking behemoth, which recently finalised a $7.2 billion fine with the US Department of...

Tax
3 January 2017

Vontobel Clarifies Recent Statement About US DoJ Tax Programme

The bank aims to remove any potential confusion about a statement it issued in early December 2016...

Compliance
23 December 2016

Credit Suisse Reaches Settlement In Principle With US Over RMBS Transactions

The Swiss bank said it has, in principle, reached a settlement with the Department Of Justice that...

Compliance
12 July 2016

US Lawmakers Scold Senior Officials For Preventing Prosecution Of HSBC Over AML Breaches

US lawmakers have scolded the Department of Justice, former AG Eric Holder and others for...

Compliance
24 December 2015

More Swiss Banks Pay Fines, Resolve Tax Evasion Cases With US; 75 Banks Have Now Made Deals - DoJ

Another group of Swiss banks have entered agreements with US authorities over secret accounts,...

Tax
27 October 2015

Another Resolution Reached Under US Swiss Bank Programme

Piguet Galland & Cie has joined the dozens of Swiss banks avoiding criminal prosecution by entering...

Compliance
8 October 2015

Another Swiss Institution Signs NPA With US Authorities

Basel-based Finacor is the latest Swiss asset manager to reach a deal under the Department of...

Comment & Analysis results for Department of Justice