News results for European Securities and Markets Authority

Compliance
11 October 2017

European Securities Watchdog Urges Firms To Properly Prepare For MiFID II

Trading after 3 January without an LEI would be a breach of the MiFID II rules, and could lead to...

Market Research
4 July 2013

ESMA: Complex Retail Products Show Weak Returns

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Compliance
26 July 2011

ETFs Incur Ire Of European Securities And Markets Authority

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Comment & Analysis results for European Securities and Markets Authority

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Awards | 14 June 2023

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Webinar: Eleventh WealthBriefing & SS&C Advent Tech & Ops Research Report 2023

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