News results for Compliance, Legal and Regulation

Compliance
22 July 2021

Regtech's Rise: Applying Tech And Compliance Functions For Tomorrow

The regtech sector will, on certain estimates, be worth as much as $33 billion by 2026. This vast...

Legal
21 July 2021

UK Sets Out Lasting Power Of Attorney Reforms

The use and potential misuse of LPAs has been a subject of controversy in the private client legal...

Compliance
20 July 2021

Compliance Corner: SEC, UBS

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
19 July 2021

Compliance Corner: Hong Kong's SFC

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
19 July 2021

Brexit Won't Stem London's Divorce Business Inflows

All the legislative changes and, of course, Brexit have affected the status of London as the...

Legal
8 July 2021

Japan Wealth Management - Latest Developments

Here is an outline of important recent legal, tax and regulatory developments affecting wealth...

Compliance
7 July 2021

Compliance Corner: FCA, UK Fund Management Industry

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Jurisdiction Focus
3 July 2021

True Lender rule rescinded

US President Joe Biden has signed into effect the Senate and House of Representatives' joint...

Suitability
3 July 2021

Are private banks better at 'suitability' than before, or just lucky?

The old Financial Services Authority’s fabled ‘thematic review’ of private banking took place...

Regulation of Products
1 July 2021

MFSA updates authorisation process

The Maltese Financial Services Authority has published its 'Authorisation Process Service Charter,'...

Comment & Analysis results for Compliance, Legal and Regulation

Compliance
22 July 2021

Regtech's Rise: Applying Tech And Compliance Functions For Tomorrow

The regtech sector will, on certain estimates, be worth as much as $33 billion by 2026. This vast...

Legal
21 July 2021

UK Sets Out Lasting Power Of Attorney Reforms

The use and potential misuse of LPAs has been a subject of controversy in the private client legal...

Compliance
20 July 2021

Compliance Corner: SEC, UBS

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
19 July 2021

Compliance Corner: Hong Kong's SFC

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
19 July 2021

Brexit Won't Stem London's Divorce Business Inflows

All the legislative changes and, of course, Brexit have affected the status of London as the...

Legal
8 July 2021

Japan Wealth Management - Latest Developments

Here is an outline of important recent legal, tax and regulatory developments affecting wealth...

Compliance
7 July 2021

Compliance Corner: FCA, UK Fund Management Industry

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
30 June 2021

Compliance Corner: MAS

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
29 June 2021

Compliance Corner: MAS

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
29 June 2021

Malaysian Wealth Management - Latest Developments

Here is an outline of important recent legal, tax and regulatory developments affecting wealth...