News results for Compliance, Legal and Regulation

Compliance
14 October 2021

Compliance Corner: Broadridge, Anti-Money Laundering

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
8 October 2021

Return To Office Working Or Not?

Employment law experts examine some of the challenges and questions for employees, their employers...

Compliance
4 October 2021

Consortium Issues Vast Data Haul In "Pandora Papers"

The data covers information gathered on more than 27,000 companies and 29,000 so-called ultimate...

Compliance
30 September 2021

What Hong Kong's New SPAC Regime Might Look Like

Wanting to join the SPAC surge, Hong Kong is changing the regulations to capture some of the...

Compliance
29 September 2021

SEC Tightens Screws On SPAC Sector - Report

These "blank-check" companies have thrived in recent years, garnering huge sums in IPOs and...

Compliance
29 September 2021

Major Cryptocurrency Platform To Shut Mainland China Accounts - Report

The development highlights the wide spectrum of regulatory treatments of cryptocurrencies. ...

Compliance
27 September 2021

Compliance Corner: SEC

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
21 September 2021

Compliance Corner: SEC, Coinbase - Report

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
21 September 2021

Allianz Top Executive Mulls Early Departure Amid US Probe - Media

As previously reported, US authorities are probing funds run by Allianz that used complex options...

Legal
17 September 2021

Proposed Rises In English, Welsh Probate Fees - An Overview

If proposed new fees for probate services take effect, there will be pressure to deal with big...

Comment & Analysis results for Compliance, Legal and Regulation

Compliance
14 October 2021

Compliance Corner: Broadridge, Anti-Money Laundering

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
8 October 2021

Return To Office Working Or Not?

Employment law experts examine some of the challenges and questions for employees, their employers...

Compliance
4 October 2021

Consortium Issues Vast Data Haul In "Pandora Papers"

The data covers information gathered on more than 27,000 companies and 29,000 so-called ultimate...

Compliance
30 September 2021

What Hong Kong's New SPAC Regime Might Look Like

Wanting to join the SPAC surge, Hong Kong is changing the regulations to capture some of the...

Compliance
29 September 2021

SEC Tightens Screws On SPAC Sector - Report

These "blank-check" companies have thrived in recent years, garnering huge sums in IPOs and...

Compliance
29 September 2021

Major Cryptocurrency Platform To Shut Mainland China Accounts - Report

The development highlights the wide spectrum of regulatory treatments of cryptocurrencies. ...

Compliance
27 September 2021

Compliance Corner: SEC

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
21 September 2021

Compliance Corner: SEC, Coinbase - Report

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
21 September 2021

Allianz Top Executive Mulls Early Departure Amid US Probe - Media

As previously reported, US authorities are probing funds run by Allianz that used complex options...

Legal
17 September 2021

Proposed Rises In English, Welsh Probate Fees - An Overview

If proposed new fees for probate services take effect, there will be pressure to deal with big...