News results for FINMA

Compliance
30 March 2021

Compliance Corner: Mauritius, FINMA

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

People Moves
25 March 2021

Compliance Corner: FINMA

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
9 February 2021

Compliance Corner: FINMA, Credit Suisse

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
15 December 2020

Compliance Corner: FINMA, REYL & Cie

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Reports
9 December 2020

EFG International Agrees Second Dividend Payout

Swiss financial institutions have been asked by FINMA, the country's regulator, to split dividend...

Compliance
29 October 2020

Compliance Corner: FINMA

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
6 April 2020

Compliance Corner: FINMA

A regular round-up of compliance news, such as fines, permissions, new technology solutions to make...

Legal
5 December 2019

EFG Sees No Financial Impact As Swiss Court Chides Regulator Over BSI Case

FINMA's estimate of how much BSI - now owned by EFG International - made from 1MDB-linked...

People Moves
1 February 2019

Who's Moving Where In Wealth Management? Wells Fargo, FINMA

The latest moves in wealth management across Europe and the Middle East. ...

People Moves
28 January 2019

Senior FINMA Executive Dies, Regulator Pays Tribute

One of the top executives at Switzerland's financial regulator has died at the age of 53 after a...

Comment & Analysis results for FINMA

Compliance
16 February 2021

EXCLUSIVE: Regulatory Overhaul Will Turbocharge EAM Sector - FINMA

The Swiss Financial Market Supervisory Authority speaks to WealthBriefing about the rule changes...