News results for Compliance, Legal and Regulation

Compliance
9 August 2021

Family Offices Must Talk With Lawmakers Over Regulatory Threat

Regulatory threats to family offices in the US stemming from the political reaction to the Archegos...

Compliance
9 August 2021

Compliance Corner: Pictet AM Registers As QDLP In China

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
5 August 2021

Compliance Corner: Financial Conduct Authority, Investment Funds Sector

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
4 August 2021

Can Lasting Powers Of Attorney "Go Digital" Safely?

The use and potential misuse of LPAs has been a subject of controversy in the private client legal...

Compliance
3 August 2021

Chinese IPOs In US Boom, But Regulatory Frictions Loom - Editorial Comment

Ironically, information about the boom time in US-listed IPOs of Chinese firms coincided with...

Legal
29 July 2021

The Gates Divorce – The Trend Of Silver Separators And Avoiding Court

It seems that the Gateses will avoid a court battle, in part to avoid some of the unpleasantness of...

Legal
27 July 2021

Escape To The Country - What If Co-Parents Disagree? 

Flexible working, and the impact of the pandemic, have affected families in many ways. For...

Compliance
26 July 2021

Compliance Corner: Malta, FATF

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
26 July 2021

Credit Suisse Settles Spying Case With Former Senior Banker

The bank is due to issue second-quarter financial figures on Thursday. ...

Compliance
22 July 2021

Regtech's Rise: Applying Tech And Compliance Functions For Tomorrow

The regtech sector will, on certain estimates, be worth as much as $33 billion by 2026. This vast...

Comment & Analysis results for Compliance, Legal and Regulation

Compliance
9 August 2021

Family Offices Must Talk With Lawmakers Over Regulatory Threat

Regulatory threats to family offices in the US stemming from the political reaction to the Archegos...

Compliance
9 August 2021

Compliance Corner: Pictet AM Registers As QDLP In China

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
5 August 2021

Compliance Corner: Financial Conduct Authority, Investment Funds Sector

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
4 August 2021

Can Lasting Powers Of Attorney "Go Digital" Safely?

The use and potential misuse of LPAs has been a subject of controversy in the private client legal...

Compliance
3 August 2021

Chinese IPOs In US Boom, But Regulatory Frictions Loom - Editorial Comment

Ironically, information about the boom time in US-listed IPOs of Chinese firms coincided with...

Legal
29 July 2021

The Gates Divorce – The Trend Of Silver Separators And Avoiding Court

It seems that the Gateses will avoid a court battle, in part to avoid some of the unpleasantness of...

Legal
27 July 2021

Escape To The Country - What If Co-Parents Disagree? 

Flexible working, and the impact of the pandemic, have affected families in many ways. For...

Compliance
26 July 2021

Compliance Corner: Malta, FATF

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
26 July 2021

Credit Suisse Settles Spying Case With Former Senior Banker

The bank is due to issue second-quarter financial figures on Thursday. ...

Compliance
22 July 2021

Regtech's Rise: Applying Tech And Compliance Functions For Tomorrow

The regtech sector will, on certain estimates, be worth as much as $33 billion by 2026. This vast...