News results for Compliance, Legal and Regulation

Uncategorised
10 May 2021

CISI qualifications in pipeline for Eastern Caribbean

The Eastern Caribbean Securities Regulatory Commission and the UK's Chartered Institute for...

Uncategorised
10 May 2021

SmartSearch goes to Holland

SmartSearch, the British anti-money-laundering (AML) firm from West Yorkshire, is introducing its...

Uncategorised
10 May 2021

BNB fined €100,000 over GDPR infraction

The Belgian Autorité de protection des données (APD) or Gegevensbeschermingsautoriteit, the...

Uncategorised
7 May 2021

RBI on crusade to simplify regulations

The Reserve Bank of India has set up a Regulations Review Authority, initially for a period of one...

Compliance
7 May 2021

Compliance Corner: SEC, Gary Gensler

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Comment & Analysis results for Compliance, Legal and Regulation

Uncategorised
10 May 2021

The use of eIDV for compliance purposes

Over recent years, regulators of financial services have issued guidelines about ways to verify...

Uncategorised
7 May 2021

Voice data, compliance and the 'new normal'

Financial service workplaces are bound to shift to more remote working in the long run. This brings...

Compliance
7 May 2021

Compliance Corner: SEC, Gary Gensler

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
6 May 2021

Compliance Corner: Australia's ASIC, Westpac

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Compliance
5 May 2021

Compliance Corner: Monetary Authority Of Singapore

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...