News results for Compliance, Legal and Regulation
CISI qualifications in pipeline for Eastern Caribbean
The Eastern Caribbean Securities Regulatory Commission and the UK's Chartered Institute for...
SmartSearch goes to Holland
SmartSearch, the British anti-money-laundering (AML) firm from West Yorkshire, is introducing its...
BNB fined €100,000 over GDPR infraction
The Belgian Autorité de protection des données (APD) or Gegevensbeschermingsautoriteit, the...
RBI on crusade to simplify regulations
The Reserve Bank of India has set up a Regulations Review Authority, initially for a period of one...
Compliance Corner: SEC, Gary Gensler
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Comment & Analysis results for Compliance, Legal and Regulation
The use of eIDV for compliance purposes
Over recent years, regulators of financial services have issued guidelines about ways to verify...
Voice data, compliance and the 'new normal'
Financial service workplaces are bound to shift to more remote working in the long run. This brings...
Compliance Corner: SEC, Gary Gensler
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Compliance Corner: Australia's ASIC, Westpac
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...
Compliance Corner: Monetary Authority Of Singapore
The latest compliance news: regulatory developments, punishments, guidance, permissions and new...