News, Comment & Analysis results for Compliance, Legal and Regulation

Compliance
10 January 2025

Compliance Corner: Paragon Capital Management, Hong Kong, SFC

The latest compliance news: regulatory developments, punishments, guidance, permissions and...

Compliance
9 January 2025

Compliance Corner: British Virgin Islands' New Beneficial Ownership Rules

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
20 December 2024

How New Legislation Will Help Victims Of Cryptocurrency Scams

A new bill before UK lawmakers is designed to end uncertainties over the status of digital assets...

Legal
19 December 2024

A New Dawn For Laws Governing Divorce Settlements

As the authors say, the main aim of a new report from the UK Law Commission is to balance personal...

Compliance
13 December 2024

Swiss Regulator Orders Leonteq Profit Disgorgement Over Shortcomings

The Swiss firm said it has taken a number of measures to address the problems that were found....

Comment & Analysis results for Compliance, Legal and Regulation

Compliance
10 January 2025

Compliance Corner: Paragon Capital Management, Hong Kong, SFC

The latest compliance news: regulatory developments, punishments, guidance, permissions and...

Compliance
9 January 2025

Compliance Corner: British Virgin Islands' New Beneficial Ownership Rules

The latest compliance news: regulatory developments, punishments, guidance, permissions and new...

Legal
20 December 2024

How New Legislation Will Help Victims Of Cryptocurrency Scams

A new bill before UK lawmakers is designed to end uncertainties over the status of digital assets...

Legal
19 December 2024

A New Dawn For Laws Governing Divorce Settlements

As the authors say, the main aim of a new report from the UK Law Commission is to balance personal...

Compliance
13 December 2024

Swiss Regulator Orders Leonteq Profit Disgorgement Over Shortcomings

The Swiss firm said it has taken a number of measures to address the problems that were found....